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Vacancy Listing

Compliance Partner

Location: London, City of London, UK
Salary:
Job Type: Permanent   Add to Shortlist: Compliance Partner


Role: Compliance Partner Location: London Job type: Permanent Industry: Insurance Take this opportunity to join a market leading Global Brokerage as a Compliance Partner based in their Compliance division in London. You will use your Compliance knowledge to deliver compliance issues internally to your colleagues as well as deliver oversight and advice regarding Compliance with policies, ... more about Compliance Partner


Posted: 04-Feb-2012

Compliance Partner

Location: London, City of London, UK
Salary:
Job Type: Permanent   Add to Shortlist: Compliance Partner


Role: Compliance Partner Location: London Job type: Permanent Industry: Insurance Take this opportunity to join a market leading Global Brokerage as a Compliance Partner based in their Compliance division in London. You will use your Compliance knowledge to deliver compliance issues internally to your colleagues as well as deliver oversight and advice regarding Compliance with policies, ... more about Compliance Partner


Posted: 22-Jan-2012

Compliance Partner

Location: London, City of London, UK
Salary:
Job Type: Permanent   Add to Shortlist: Compliance Partner


Role: Compliance Partner Location: London Job type: Permanent Industry: Insurance Take this opportunity to join a market leading Global Brokerage as a Compliance Partner based in their Compliance division in London. You will use your Compliance knowledge to deliver compliance issues internally to your colleagues as well as deliver oversight and advice regarding Compliance with policies, ... more about Compliance Partner


Posted: 20-Jan-2012

Business Unit Compliance Officer.

Location: London, Inner London
Salary:
Job Type: Permanent   Add to Shortlist: Business Unit Compliance Officer.


Business Unit Compliance Officer London Our client, an international financial services firm is looking for a Business Unit Compliance Officer to partner with the highly successful Global Specialties division. This position reports to the Business Unit Compliance Office, Global Specs. The Business Unit Compliance Officer is a business partnering role, sitting with the business and taking ... more about Business Unit Compliance Officer.


Posted: 31-Jan-2012

Business Unit Compliance Officer.

Location: London, Inner London
Salary:
Job Type: Permanent   Add to Shortlist: Business Unit Compliance Officer.


Business Unit Compliance Officer London Our client, an international financial services firm is looking for a Business Unit Compliance Officer to partner with the highly successful Global Specialties division. This position reports to the Business Unit Compliance Office, Global Specs. The Business Unit Compliance Officer is a business partnering role, sitting with the business and taking ... more about Business Unit Compliance Officer.


Posted: 29-Jan-2012

Compliance Manager.

Location: London, Inner London
Salary:
Job Type: Permanent   Add to Shortlist: Compliance Manager.


A major Global Asset Management company is looking for a Compliance Manager. The Compliance Manager will be required to deliver Compliance advise across different business areas, with the Principal responsibilities focus on the successful management of the UK Distribution function of the UK Compliance team. Principal Responsibilities To work with UK Distribution, Group Compliance and Internal ... more about Compliance Manager.


Posted: 09-Feb-2012

Compliance Manager

Location: London, City of London, UK
Salary: £45000 - £50000 pa
Job Type: Permanent   Add to Shortlist: Compliance Manager


Premier investment managers require a compliance manager with experience in the discretionary wealth management arena to join their compliance and regulatory team.Reporting to the Compliance Officer, role will focus on assisting in implementation of the compliance plans, policies and procedures and risk assessment on an ongoing basis. You will also be involved in T&C monitoring and approval for ... more about Compliance Manager


Posted: 07-Feb-2012

Product Manager / Compliance (Business Development, Market I

Location: London, Inner London
Salary:
Job Type: Permanent   Add to Shortlist: Product Manager / Compliance (Business Development, Market I


Product Manager / Compliance (Business Development, Market Intelligence) Product Manager / Compliance (Business Development, Market Intelligence) sought by leading Software House front a new Compliance division for the Corporate and Legal sector. The Product Manager will drive new business forward, developing new products and services focussed around compliance. You will generate market insight ... more about Product Manager / Compliance (Business Development, Market I


Posted: 06-Feb-2012

Compliance Assistant

Location: London Wc
Salary: 25000-30000 Per Annum
Job Type: Permanent   Add to Shortlist: Compliance Assistant


Compliance Assistant &lt;br /&gt; Compliance Assistant - An established Investment Management firm based in the West End seeks a Compliance Assistant to provide assistance to the Compliance Team. You will be responsible for a number of compliance functions, while the role also presents the opportunity for you to undertake your compliance qualifications.&lt;br /&gt; The role will include both ... more about Compliance Assistant


Posted: 17-Jan-2012

Compliance Analyst GO-E (G).

Location: London, Inner London
Salary:
Job Type: Permanent   Add to Shortlist: Compliance Analyst GO-E (G).


The Compliance Analyst is responsible for working with the Compliance Manager to implement an effective and consistent compliance programme in relation to a particular bench or set of benches for their respective product area. The primary components of the role are to provide accurate, consistent and timely advice and guidance to the business, surveillance and monitoring of IST traders activities ... more about Compliance Analyst GO-E (G).


Posted: 29-Jan-2012

Compliance Assistant within the Compliance & Investment Team

Location: City of London, London, United Kingdom
Salary: £30000/annum
Job Type: Permanent   Add to Shortlist: Compliance Assistant within the Compliance & Investment Team


A confident, proactive and efficient Compliance Assistant is required URGENTLY to work for a successful Investment company within the City of London. My client is seeking an experience Compliance Assistant to work closely with the Compliance and Investment teams to ensure smooth transition and relationship building between the Compliance, Investment and Trading teams. You will required to ... more about Compliance Assistant within the Compliance & Investment Team


Posted: 25-Jan-2012

Compliance Associate - Lloyd's Syndicate

Location: London, City of London, UK
Salary: To £36,000 + Benefits
Job Type: Permanent   Add to Shortlist: Compliance Associate - Lloyd's Syndicate


Experience working in a Compliance role is required for this role with a well established Lloyds Syndicate. You will work closely with the Head of Compliance, helping maintain the Compliance systems and controls, along with Compliance monitoring and reporting. Current experience working in the London Insurance Market is required. ... more about Compliance Associate - Lloyd's Syndicate


Posted: 24-Jan-2012

Ethics and Compliance Counsel - Eastern Hemisphere.

Location: London, Inner London
Salary:
Job Type: Permanent   Add to Shortlist: Ethics and Compliance Counsel - Eastern Hemisphere.


Ethics and Compliance Counsel - Eastern Hemisphere?( Job Number: ?1120934) Baker Hughes currently?has?a need for the role of?Ethics and Compliance Counsel - Eastern Hemisphere. The position will be located in London, England or Paris, France. This position manages legal services in support of BHI's legal compliance-related activities in the Europe, Africa, and Russia and Caspian Regions ("EARC ... more about Ethics and Compliance Counsel - Eastern Hemisphere.


Posted: 22-Jan-2012

Risk and Compliance Manager - Retail Banking - ?50k.

Location: London, Inner London
Salary:
Job Type: Permanent   Add to Shortlist: Risk and Compliance Manager - Retail Banking - ?50k.


Risk and Compliance Manager - Retail Banking - ?50k Location: Flexible Industry: Retail Banking Salary: up to ?50k + benefits Keywords: Risk, Compliance, TCF, Treating Customers Fairly. QA, Quality Assurance, Banking, Retail Banking, FSA, Operations, Finance, Financial Services An exciting opportunity has arisen with a major retail bank. They are looking for an experienced Compliance and Risk ... more about Risk and Compliance Manager - Retail Banking - ?50k.


Posted: 20-Jan-2012

Senior Compliance Officer London (m/f).

Location: London, Inner London
Salary:
Job Type: Permanent   Add to Shortlist: Senior Compliance Officer London (m/f).


Our Client is one of Germany's leading corporations with a worldwide presence. It has a brand with a global reputation which sets standards of reliability and innovation. The Group has a vacancy near London in the Compliance department with responsibility for Northern Europe for the earliest start dateSenior Compliance Manager (m/f)Tasks?.??? Monitoring and further development of the Compliance ... more about Senior Compliance Officer London (m/f).


Posted: 20-Jan-2012

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