Vacancy Listing
Location: Uxbridge, Middlesex, United Kingdom
Salary: £NEG
Job Type: Contract
Add to Shortlist: Compliance Analyst
Compliance Manager
The Compliance Analyst oversees the IT&S operational Compliance standards, functioning as a control and objective body that reviews and evaluates compliance issues/concerns within IT&S Operations. The chosen candidate will manages day-to-day compliance including: Violations Reporting, Violation monitoring, Appeals and Compliance Training activities.
Essential Skills:
*Degree ... more about Compliance Analyst
Posted: 24-Jan-2012
Location: South East, Rest of World, UK
Salary: £40000 - £46000 pa
Job Type: Permanent
Add to Shortlist: Compliance monitoring officer
Expanding compliance consultants require a compliance monitoring officer to join their team in a field based role managing compliance for a varied portfolio of IFA clients.Role Will focus on detailed file review for clients, and dealing with all compliance enquiries raised by clients.You will also be preparing compliance briefings, analysing specific regulatory issues,preparing client reports, ... more about Compliance monitoring officer
Posted: 24-Jan-2012
Location: London, City of London, UK
Salary:
Job Type: Permanent
Add to Shortlist: Compliance Partner
Role: Compliance Partner
Location: London
Job type: Permanent
Industry: Insurance
Take this opportunity to join a market leading Global Brokerage as a Compliance Partner based in their Compliance division in London.
You will use your Compliance knowledge to deliver compliance issues internally to your colleagues as well as deliver oversight and advice regarding Compliance with policies, ... more about Compliance Partner
Posted: 22-Jan-2012
Location: London, City of London, UK
Salary:
Job Type: Permanent
Add to Shortlist: Compliance Partner
Role: Compliance Partner
Location: London
Job type: Permanent
Industry: Insurance
Take this opportunity to join a market leading Global Brokerage as a Compliance Partner based in their Compliance division in London.
You will use your Compliance knowledge to deliver compliance issues internally to your colleagues as well as deliver oversight and advice regarding Compliance with policies, ... more about Compliance Partner
Posted: 20-Jan-2012
Location: Bordon, Hampshire, United Kingdom
Salary: £55000/annum
Job Type: Permanent
Add to Shortlist: Group Compliance Manager
Linked Recruitment are seeking experienced insurance professionals for a Group Compliance Manager role for our client based in Bordon, Hampshire.
Group Compliance facilitates the management of Compliance and Risk activities.
The Group Compliance Manager, in conjunction with the wider group compliance teams, will be responsible for the establishment and maintenance of effective best practices ... more about Group Compliance Manager
Posted: 18-Jan-2012
Location: London Wc
Salary: 25000-30000 Per Annum
Job Type: Permanent
Add to Shortlist: Compliance Assistant
Compliance Assistant <br />
Compliance Assistant - An established Investment Management firm based in the West End seeks a Compliance Assistant to provide assistance to the Compliance Team. You will be responsible for a number of compliance functions, while the role also presents the opportunity for you to undertake your compliance qualifications.<br />
The role will include both ... more about Compliance Assistant
Posted: 17-Jan-2012
Location: Liverpool, Merseyside
Salary:
Job Type: Permanent
Add to Shortlist: Regulatory Compliance Officer.
Regulatory Compliance Officer - Merseyside - ?35k-?45k . Large Financial services firm who are looking to recruit for their expanding Compliance department within the Liverpool office. Our client is a market leading financial services firm who have offices throughout the world. Due to the growth within the compliance department they are looking to bring onboard a candidate who has a background ... more about Regulatory Compliance Officer.
Posted: 02-Feb-2012
Location: London, Inner London
Salary:
Job Type: Permanent
Add to Shortlist: Compliance Manager.
A major Global Asset Management company is looking for a Compliance Manager. The Compliance Manager will be required to deliver Compliance advise across different business areas, with the Principal responsibilities focus on the successful management of the UK Distribution function of the UK Compliance team. Principal Responsibilities To work with UK Distribution, Group Compliance and Internal ... more about Compliance Manager.
Posted: 09-Feb-2012
Location: Bristol, South West, United Kingdom
Salary: £30000 - £34000/annum
Job Type: Permanent
Add to Shortlist: Compliance Monitoring Officer
My client is seeking a Compliance Monitoring Officer to start ASAP.
The successful compliance monitoring officer will monitor and report on the compliance with FSA, or local Regulator, other regulatory requirements and internal policies (where appropriate) in line with the Compliance Monitoring Plan.
You will:-
Provide specialist advice and guidance to the business in respect of ... more about Compliance Monitoring Officer
Posted: 27-Jan-2012
Location: London, United Kingdom
Salary: £45000 - £50000/annum
Job Type: Permanent
Add to Shortlist: Compliance Manager
Premier investment managers require a compliance manager with experience in the discretionary wealth management arena to join their compliance and regulatory team.Reporting to the Compliance Officer, role will focus on assisting in implementation of the compliance plans, policies and procedures and risk assessment on an ongoing basis. You will also be involved in T&C monitoring and approval for ... more about Compliance Manager
Posted: 07-Feb-2012
Location: London, City of London, UK
Salary: £45000 - £50000 pa
Job Type: Permanent
Add to Shortlist: Compliance Manager
Premier investment managers require a compliance manager with experience in the discretionary wealth management arena to join their compliance and regulatory team.Reporting to the Compliance Officer, role will focus on assisting in implementation of the compliance plans, policies and procedures and risk assessment on an ongoing basis. You will also be involved in T&C monitoring and approval for ... more about Compliance Manager
Posted: 07-Feb-2012
Location: London, United Kingdom
Salary: £25000 - £35000/annum
Job Type: Permanent
Add to Shortlist: Compliance Assistant
Compliance Assistant
Compliance Assistant : A well established wealth management firm based in the City seeks an experienced compliance assistant to provide support and assistance to the Group Compliance Officer of the Financial Planning and SIPP business.
As the compliance assistant you will assist in the provision of proactive regulatory advice to individuals within the financial planning and ... more about Compliance Assistant
Posted: 28-Jan-2012
Location: London Sw
Salary: 20000-40000 Per Annum
Job Type: Permanent
Add to Shortlist: Compliance Administrator
Compliance Administrator <br />
An established Asset Management firm based in the West End seek an ambitious and outgoing compliance administrator to provide support to the compliance officer to establish and maintain compliance procedures and records. <br />
This role will include the day to day maintenance of AML records as well as daily reviews of regulatory database matches, ... more about Compliance Administrator
Posted: 27-Jan-2012
Location: Ipswich, Suffolk
Salary:
Job Type: Permanent
Add to Shortlist: Compliance Monitoring Executive.
An established Wealth Management firm seek a compliance monitoring executive to join their compliance monitoring team based in Ipswich. You will be responsible for conducting routine desk-based monitoring to ensure the business continues in compliance with all regulatory obligations and internal policies and procedures. As the compliance monitoring executive you will assist with the preparation ... more about Compliance Monitoring Executive.
Posted: 22-Jan-2012
Location: Bordon, Hampshire
Salary:
Job Type: Permanent
Add to Shortlist: Senior Business Compliance Officer.
Senior Business Compliance Officer, Hampshire. Up to ?55k p.a. National Insurance operation are currently looking for a Senior Business Compliance Officer for the Group. The job will work as part of the Group Compliance Function, performing central regulatory services and coordinate reports for the Head of Compliance. You will be responsible for maintaining and reviewing compliance records and ... more about Senior Business Compliance Officer.
Posted: 22-Jan-2012