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Compliance Manager

Location: SW London/Surrey, Surrey
Salary: 30000 - £40000/annum good
Job Type: Permanent   Add to Shortlist: Compliance Manager


My client, a well established and successful IFA, currently seeks a Compliance Manager to join their busy team. Your responsibilities will include the monitoring of advisers and ensuring that their work is compliant and recommending remedial action where necessary as well as advisng the board of Directors regarding any training issues. You will also be expected to conduct in-depth file checks and ... more about Compliance Manager


Posted: 27-Jun-2009

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